WebOct 11, 2004 · The SEC, as Peter Wallison, my colleague at the American Enterprise Institute, wrote recently, was “once known for the thoroughness and professionalism of its staff work and analysis.” WebOct 19, 2024 · The Board of Directors of Discover Financial Services declared a quarterly cash dividend of $0.50 per share of common stock payable on December 9, 2024, to holders of record at the close of business on November 24, 2024. About Discover Discover Financial Services (NYSE: DFS) is a digital banking and payment services company with one of …
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WebAug 18, 2004 · SEC Commissioner Cynthia Glassman agreed. The practice of directing brokerage poses conflicts, she said, because fund managers may pick brokers who do the best job of selling fund shares, rather ... earnhardt car dealership
Hon. Cynthia A. Glassman - Practising Law Institute - PLI
WebThe chief compliance officer ( CCO) of a C-suite is the officer primarily responsible for overseeing and managing regulatory compliance issues within an organization. The CCO typically reports to the chief executive officer or the chief legal officer. The role has long existed at companies that operate in heavily regulated industries such as ... WebIn November 2005, the Club held three programs that demonstrate its mide range: a reception hosted by the Ambassador of Lithuania at that country’s historic embassy; a breakfast with Dr. Cynthia Glassman, SEC Commissioner (who holds an MA and PhD from Penn); and a luncheon with NHL Commissioner Gary Bettman. WebFeb 1, 2002 · On January 23, the SEC announced the appointment of Cynthia Glassman to the Commission. Glassman was most recently a director of Ernst & Young's financial services risk management and regulatory practice group. The second appointment has not yet been announced, though Commissioner Isaac Hunt was re-appointed for another … earnhardt cadillac az